SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
909 MONTGOMERY STREET |
SUITE 400 |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
NU SKIN ENTERPRISES INC
[ NUS ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
X |
10% Owner |
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Officer (give title below) |
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Other (specify below) |
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3. Date of Earliest Transaction
(Month/Day/Year) 07/03/2006
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Form filed by One Reporting Person |
X |
Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock |
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544,000 |
D
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Common Stock |
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404,400 |
D
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Common Stock |
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685,900 |
D
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Common Stock |
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191,000 |
D
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Common Stock |
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212,000 |
D
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Common Stock |
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422,600 |
D
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Common Stock |
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221,700 |
D
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Common Stock |
07/03/2006 |
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J
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101,000 |
D |
$0
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0 |
D
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Common Stock |
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71,400 |
D
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Common Stock |
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4,897,600 |
D
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Common Stock |
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238,500 |
D
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Common Stock |
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86,300 |
I
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(13) |
Common Stock |
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86,300 |
I
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(14) |
Common Stock |
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1,010 |
D
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
1. Name and Address of Reporting Person*
909 MONTGOMERY STREET |
SUITE 400 |
(Street)
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1. Name and Address of Reporting Person*
909 MONTGOMERY STREET |
SUITE 400 |
(Street)
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1. Name and Address of Reporting Person*
909 MONTGOMERY STREET |
SUITE 400 |
(Street)
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1. Name and Address of Reporting Person*
909 MONTGOMERY STREET |
SUITE 400 |
(Street)
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Explanation of Responses: |
Remarks: |
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See Attached Signature Page |
07/05/2006 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
EXHIBIT 99
Joint Filer Information
Designated Filer: BLUM CAPITAL PARTNERS, L.P.
Statement for Month/Day/Year: July 3, 2006
Issuer & Symbol: Nu Skin Enterprises, Inc. (NUS)
Address of each Reporting Person for this Form 4:
909 Montgomery Street, Suite 400, San Francisco, CA 94133
Relationship to Issuer of each Reporting Person: 10% Owner
Signatures
After reasonable inquiry and to the best of our knowledge and
belief, the undersigned certify that the information set forth
in this statement is true, complete and correct.
July 5, 2006
RICHARD C. BLUM & ASSOCIATES, INC. BLUM CAPITAL PARTNERS, L.P.
By: Richard C. Blum & Associates, Inc.,
its general partner
By: /s/ Gregory D. Hitchan By: /s/ Gregory D. Hitchan
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Gregory D. Hitchan Gregory D. Hitchan
Partner, General Counsel and Partner, General Counsel and
Secretary Secretary
BK CAPITAL PARTNERS IV, L.P.
STINSON CAPITAL PARTNERS, L.P.
STINSON CAPITAL PARTNERS II, L.P.
STINSON CAPITAL PARTNERS (QP), L.P.
STINSON CAPITAL PARTNERS A, L.P
STINSON CAPITAL PARTNERS D, L.P
STINSON CAPITAL PARTNERS M, L.P.
STINSON CAPITAL PARTNERS S, L.P. STINSON CAPITAL FUND (CAYMAN), LTD.
By: BLUM CAPITAL PARTNERS, L.P., By: BLUM CAPITAL PARTNERS, L.P.,
its general partner its investment advisor
By: Richard C. Blum & Associates, Inc., By: Richard C. Blum & Associates, Inc.,
its general partner its general partner
By: /s/ Gregory D. Hitchan By: /s/ Gregory D. Hitchan
------------------------ -----------------------
Gregory D. Hitchan Gregory D. Hitchan
Partner, General Counsel and Partner, General Counsel and
Secretary Secretary
EXHIBIT 99
Joint Filer Information (cont.)
Designated Filer: BLUM CAPITAL PARTNERS, L.P.
Statement for Month/Day/Year: July 3, 2006
Issuer & Symbol: Nu Skin Enterprises, Inc. (NUS)
Address of each Reporting Person for this Form 4:
909 Montgomery Street, Suite 400, San Francisco, CA 94133
Relationship to Issuer of each Reporting Person: 10% Owner
BLUM STRATEGIC GP III, L.L.C. BLUM STRATEGIC PARTNERS III, L.P.
By: BLUM STRATEGIC GP III, L.P.,
its general partner
By: BLUM STRATEGIC GP III, L.L.C.,
its general partner
By: /s/ Gregory D. Hitchan By: /s/ Gregory D. Hitchan
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Gregory D. Hitchan, Gregory D. Hitchan,
Member and General Counsel Member and General Counsel
SADDLEPOINT PARTNERS (Cayman), L.P. SADDLEPOINT PARTNERS GP, L.L.C.
By: SADDLEPOINT PARTNERS GP, L.L.C., By: BLUM CAPITAL PARTNERS, L.P.,
its general partner its managing member
By: BLUM CAPITAL PARTNERS, L.P., By: Richard C. Blum & Associates, Inc.,
its managing member its general partner
By: Richard C. Blum & Associates, Inc.,
its general partner
By: /s/ Gregory D. Hitchan By: /s/ Gregory D. Hitchan
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Gregory D. Hitchan, Gregory D. Hitchan,
Partner, General Counsel and Partner, General Counsel and
Secretary Secretary